Reference #: 145168447 The KPMG Advisory practice is currently our fastest growing practice. We are seeing tremendous client demand, and looking forward we don't anticipate that slowing down. In this ever-changing market environment, our professionals must be adaptable and thrive in a collaborative, team-driven culture. At KPMG, our people are our number one priority. With a wealth of learning and career development opportunities, a world-class training facility and leading market tools, we make sure our people continue to grow both professionally and personally. If you're looking for a firm with a strong team connection where you can be your whole self, have an impact, advance your skills, deepen your experiences, and have the flexibility and access to constantly find new areas of inspiration and expand your capabilities, then consider a career in Advisory.

KPMG is currently seeking a Manager to join our Advisory Services practice, with a specific emphasis on candidates who have prior experience at the Securities and Exchange Commission (SEC) in the Division of Enforcement or Examinations. This role involves working on complex regulatory compliance, risk management and client advisory projects within the capital markets sector. Responsibilities: Plan and execute client   engagements focusing on Regulatory Compliance, Supervision, Surveillance,   Conduct Risk, Operational Risk, Operational Resilience, Third Party Risk   Assessments and other risk programs Develop and implement   frameworks and methodologies for compliance, supervisory, operational and   regulatory risk-management programs Assess client policies,   procedures, processes and controls against leading practice and industry   frameworks, identifying gaps in design and execution and presenting   actionable recommendations to engagement leads and client management Participate in business   development activities, including crafting proposals for prospective   clients, delivering presentations and providing subject matter expertise   when needed Contribute to project   management and administration, including contracting and budget management   as well as managing day-to-day client relationships

Qualifications: Minimum of five (5)   years of related work in a regulatory compliance and/or risk management   function, capital markets organization (Asset Management Firm/Investment   Adviser, Broker Dealer, Wealth Management Firm, Swap Dealer,   Securities-based Swap Dealer, Capital Markets or Asset/Wealth Management   Division of a Large Diversified Bank), regulatory agency, or consulting   firm Minimum of two (2) years   of experience with SEC, FINRA, CFTC, NFA, or other capital markets   regulators, with a strong preference for candidates who have worked in the   Division of Enforcement or Examinations at the SEC Bachelor's degree from   an accredited college/university or equivalent work experience Demonstrated ability to   lead and execute large or complex projects Proven proficiency in   project management Strong leadership,   communication, and technical writing skills, with the capability to convey   insights and recommendations clearly to clients and senior management Ability to travel as   required Must   be authorized to work in the U.S. without the need for employment-based   visa sponsorship now or in the future. KPMG LLP will not sponsor   applicants for U.S. work visa status for this opportunity (no sponsorship   is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any   other employment-based visa)

KPMG complies with all local/state regulations regarding displaying salary ranges. If required, the ranges displayed below or via the URL below are specifically for those potential hires who will work in the location(s) listed. Any offered salary is determined based on relevant factors such as applicant's skills, job responsibilities, prior relevant experience, certain degrees and cer ifications and market considerations. In addition, the firm is proud to offer a comprehensive, competitive benefits package, with options designed to help you make the best decisions for yourself, your family, and your lifestyle. Available benefits are based on eligibility.  Our Total Rewards package includes a variety of medical and dental plans, vision coverage, disability and life insurance, 401(k) plans, and a robust suite of personal well-being benefits to support your mental health.  Depending on job classification, standard work hours, and years of service, KPMG provides Personal Time Off per fiscal year.  Additionally, each year the firm publishes a calendar of holidays to be observed during the year and provides two firmwide breaks each year where employees will not be required to use Personal Time Off; one is at year end and the other is around the July 4th holiday.  Additional details about our benefits can be found towards the bottom of our KPMG US Careers site at "Benefits & How We Work".

Follow this link to obtain salary ranges by city outside of CA: https://kpmg.com/us/en/how-we-work/pay-transparency.html/?id=M113325KPMG LLP (the U.S. member firm of KPMG International) offers a comprehensive compensation and benefits package. KPMG is an affirmative action-equal opportunity employer. KPMG complies with all applicable federal, state and local laws regarding recruitment and hiring. All qualified applicants are considered for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, citizenship status, disability, protected veteran status, or any other category protected by applicable federal, state or local laws. The  attached link  contains further information regarding the firm's compliance with federal, state and local recruitment and hiring laws. No phone calls or agencies please.

KPMG does not currently require partners or employees to be fully vaccinated or test negative for COVID-19 in order to go to KPMG offices, client sites or KPMG events, except when mandated by federal, state or local law.  In some circumstances, clients also may require proof of vaccination or testing (e.g., to go to the client site).

KPMG recruits on a rolling basis. Candidates are considered as they apply, until the opportunity is filled. Candidates are encouraged to apply expeditiously to any role(s) for which they are qualified that is also of interest to them.

Los Angeles County applicants:  Material job duties for this position are listed above. Criminal history may have a direct, adverse, and negative relationship with some of the material job duties of this position. These include the duties and responsibilities listed above, as well as the abilities to adhere to company policies, exercise sound judgment, effectively manage stress and work safely and respectfully with others, exhibit trustworthiness, and safeguard business operations and company reputation.  Pursuant to the California Fair Chance Act, Los Angeles County Fair Chance Ordinance for Employers, Fair Chance Initiative for Hiring Ordinance, and San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.

KPMG is an affirmative action-equal opportunity employer. KPMG complies with all applicable federal, state and local laws reg